Notifications

Market Notices
Exchange Updates
Rule Filings

Notifications

Market Notices
Exchange Updates
Rule Filings

Market Notices

2024

Date	Description
Nov 15 2024	MN-2024-014 Holiday Schedule - Thanksgiving Day
Aug 20 2024	MN-2024-013 Holiday Schedule - Labor Day
Jun 26 2024	MN-2024-009 Holiday Schedule - Independence Day
Jun 04 2024	MN-2024-007 Holiday Schedule - Juneteenth
May 16 2024	MN-2024-004 Holiday Schedule - Memorial Day
Mar 12 2024	MN-2024-003 Holiday Schedule - Good Friday
Feb 05 2024	MN-2024-002 Holiday Schedule - Presidents' Day
Jan 02 2024	MN-2024-001 Holiday Schedule - Dr. Martin Luther King, Jr. Day

2023

Date	Description
Dec 26 2023	MN-2023-012 Holiday Schedule - New Year's Day
Nov 10 2023	MN-2023-011 Holiday Schedule - Thanksgiving Day
Aug 21 2023	MN-2023-010 Holiday Schedule - Labor Day
Jul 19 2023	MN-2023-009 Jumpcloud Security Incident
Jun 29 2023	MN-2023-008 Holiday Schedule - Independence Day
Jun 08 2023	MN-2023-006 Holiday Schedule - Juneteenth
Mar 27 2023	MN-2023-004 Holiday Schedule - Good Friday
Feb 07 2023	MN-2023-002 Holiday Schedule - President's Day
Jan 05 2023	MN-2023-001 Holiday Schedule - Dr. Martin Luther King, Jr. Day

2022

Date	Description
Dec 21 2022	MN-2022-056 Holiday Schedule - New Year's Day
Dec 19 2022	MN-2022-054 Holiday Schedule - Christmas Day
Nov 15 2022	MN-2022-052 Holiday Schedule - Thanksgiving
Oct 21 2022	REG-2022-050 Weekly Notification of Rule Amendments – Delisting of Exchange Products
Sep 29 2022	REG-2022-049 Update to the Small Exchange Margin Requirements
Sep 16 2022	REG-2022-047 - Weekly Notification of Rule Amendments
Sep 14 2022	MN-2022-046 Update to the Small Exchange Margin Requirements
Sep 02 2022	REG-2022-045 Weekly Notification of Rule Amendments – Update to d_b_a for Small Exchange, Inc.
Aug 31 2022	REG-2022-044 Amendments to Exchange Rule 1012
Aug 19 2022	REG-2022-043 Amendments to the Daily Settlement Procedure
Aug 19 2022	MN-2022-042 Holiday Schedule - Labor Day
Aug 11 2022	MN-2022-041 Update to the Small Exchange Margin Requirements
Aug 05 2022	MN-2022-040 Trade Cancelation
Jul 28 2022	MN-2022-039 Update to the Small Exchange Margin Requirements
Jul 27 2022	REG-2022-038 Amendments to the Daily Settlement Procedure
Jul 19 2022	REG-2022-036 Small Exchange Market Maker Incentive Program
Jul 19 2022	REG-2022-037 Small Exchange Options Market Maker Incentive Program
Jul 15 2022	REG-2022-035 Weekly Notification of Rule Amendments
Jul 12 2022	MN-2022-034 Update to the Small Exchange Margin Requirements
Jul 11 2022	MN-2022-033 Trade Cancelation
Jul 07 2022	MN-2022-032 Update to the Small Exchange Margin Requirements
Jul 05 2022	TECHM-2022-031 Update to the Order Entry Message Limits
Jun 24 2022	REG-2022-030 Weekly Notification - Index Rebalance
Jun 23 2022	REG-2022-029 Product Certification for Small Equities 400 Index Futures Contract
Jun 22 2022	MN-2022-028 Holiday Schedule - Independence Day
Jun 17 2022	MN-2022-027 Trade Cancelation
Jun 16 2022	REG-2022-026 Small Exchange Market Maker Incentive Program
Jun 13 2022	MN-2022-023 Holiday Schedule - Juneteenth
Jun 13 2022	REG-2022-024 Small Exchange Options Market Maker Incentive Program
Jun 13 2022	MN-2022-025 Update to the Small Exchange Margin Requirements
Jun 03 2022	REG-2022-022 Amendments to the Methodology for the Small Exchange US Dollar Index
May 23 2022	REG-2022-021 Holiday Schedule - Memorial Day
May 20 2022	REG-2022-020 Weekly Notification of Rule Amendments
May 18 2022	MN-2022-019 Trade Cancelation
May 10 2022	REG-2022-018 Amendment to Small Exchange Fee Schedule
May 05 2022	MN-2022-017 Update to the Small Exchange Margin Requirements
Apr 18 2022	REG-2022-016 Amendment to Rules 34003.D. and 36003.D Daily Price Limits
Apr 14 2022	REG-2022-015 Amendment to Rules 34003.D.3, 35003.D.3, 36003.D.3, and 37003.D.3
Apr 05 2022	MN-2022-014 Holiday Schedule - Good Friday
Mar 30 2022	MN-2022-013 Update to the Small Exchange Margin Requirements
Mar 17 2022	REG-2022-012 Product Certification for Small US Dollar Options Contracts
Mar 04 2022	MN-2022-010 Update to the Small Exchange Margin Requirements
Mar 01 2022	REG-2022-008 Small Exchange Introducing Broker Incentive Program
Mar 01 2022	REG-2022-009 Small Exchange International Incentive Program
Feb 17 2022	REG-2022-007 Participant Audit
Feb 14 2022	REG-2022-006 Amendment to Product Certification for Small Precious Metals Index Options Contracts
Feb 11 2022	MN-2022-005 Update to the Small Exchange Margin Requirements
Feb 10 2022	MN-2022-004 Holiday Schedule - Presidents' Day
Jan 25 2022	MN-2022-003 Update to the Small Exchange Margin Requirements
Jan 10 2022	MN-2022-002 Holiday Schedule - Dr. Martin Luther King, Jr. Day
Jan 06 2022	REG-2022-001 Product Certification for Small Precious Metals Index Options Contracts

2021

Date	Description
Dec 15 2021	MN-2021-176 Holiday Schedule - Christmas Eve 2021
Dec 13 2021	REG-2021-174 Amendment to the Small Exchange International Incentive Program
Dec 13 2021	REG-2021-175 Amendment to the Small Exchange Introducing Broker Incentive Program
Dec 11 2021	MN-2021-173 Log4j2 RCE Issue
Dec 10 2021	REG-2021-172 Amendment to Small Exchange Fee Schedule
Dec 06 2021	REG-2021-171 Amendments to the Error Trade Policy
Nov 24 2021	MN-2021-170 Update to the Small Exchange Margin Requirements
Nov 19 2021	REG-2021-169 Amendments to Position Limits and Position Accountability Levels
Nov 15 2021	REG-2021-168 Amendment to Small Exchange Rule 904
Nov 09 2021	MN-2021-167 Update to the Small Exchange Margin Requirements
Nov 01 2021	MN-2021-166 Holiday Schedule - Thanksgiving 2021
Oct 26 2021	REG-2021-165 Amendments to Exchange Product Rules, Chapters 34, 35 and 36
Oct 22 2021	MN-2021-164 Small Exchange Margin Requirements – S2Y
Oct 15 2021	MN-2021-159 Trade Adjustment
Sep 30 2021	REG-2021-161 Product Certification for Small Cryptocurrency Equity Index Futures Contract
Sep 17 2021	REG-2021-160 Weekly Notification of Rule Amendments
Sep 03 2021	REG-2021-159 Weekly Notification of Rule Amendments
Aug 31 2021	MN-2021-157 Holiday Schedule - Labor Day 2021
Aug 31 2021	MN-2021-158 Update to the Small Exchange Margin Requirements
Aug 18 2021	REG-2021-156 Small Exchange Market Maker Incentive Program
Aug 16 2021	REG-2021-155 Amendments to Exchange Rule 612
Aug 06 2021	REG-2021-154 Weekly Notification of Rule Amendments
Aug 02 2021	REG-2021-153 Amendment to the Small Exchange Introducing Broker Incentive Program
Jul 16 2021	REG-2021-151 Weekly Notification of Rule Amendments
Jul 16 2021	REG-2021-152 Small Exchange International Incentive Program
Jul 02 2021	REG-2021-150 Weekly Notification of Rule Amendments
Jun 28 2021	MN-2021-148 Holiday Schedule - Independence Day
Jun 28 2021	MN-2021-149 Update to the Small Exchange Margin Requirements
Jun 24 2021	MN-2021-147 Daily Settlement in S2YN21 and S2YQ21 on June 23, 2021
Jun 17 2021	REG-2021-145 Product Certification for Small Cannabis Equity Index Futures Contract
Jun 17 2021	MN-2021-146 Trade Adjustments
Jun 16 2021	REG-2021-144 Amendment to Small Exchange Fee Schedule
May 14 2021	MN-2021-143 Trade Adjustments
May 13 2021	REG-2021-141 Amendment to the Small Exchange Market Maker Incentive Program
May 13 2021	REG-2021-142 Product Certification for Small US Crude Oil Futures Contract
Apr 29 2021	REG-2021-140 Small Exchange Introducing Broker Incentive Program
Apr 20 2021	MN-2021-139 Daily Settlement in S2YM21, S10M21, and S30M21 on April 19, 2021
Mar 23 2021	MN-2021-138 Holiday Schedule - Good Friday
Mar 08 2021	MN-2021-137 Trade Correction
Mar 05 2021	MN-2021-136 Update to the Small Exchange Margin Requirements
Feb 26 2021	MN-2021-135 Small Exchange Margin Requirements – S2Y
Feb 18 2021	REG-2021-133 Product Certification for Small 30YR US Treasury Yield Futures Contract
Feb 18 2021	REG-2021-134 Product Certification for Small 2YR US Treasury Yield Futures Contract
Feb 11 2021	REG-2021-132 Small Exchange Market Maker Incentive Program
Feb 08 2021	MN-2021-131 Holiday Schedule - President's Day
Jan 05 2021	MN-2021-130 Holiday Schedule - Dr. Martin Luther King, Jr.

2020

Date	Description
Dec 24 2020	MN-2020-129 Holiday Schedule - New Year's Day
Dec 16 2020	MN-2020-128 Holiday Schedule - Christmas Eve and Christmas Day
Dec 04 2020	REG-2020-127 Product Certification for Small 10YR US Treasury Yield Futures Contract
Dec 01 2020	MN-2020-125 Final Settlement in SM75 and STIX on 11-20-2020
Nov 20 2020	MN-2020-124 Small Exchange Production Release
Nov 13 2020	MN-2020-123 Holiday Schedule - Thanksgiving
Aug 20 2020	REG-2020-121 Product Certification for Small Technology 60 Index Futures Contract
Aug 18 2020	MN-2020-2020 Small Exchange Margin Requirements
Aug 12 2020	MN-2020-119 Margin Requirement Change - SPRE
Aug 06 2020	REG-2020-118 Updates to Various Rules
Aug 05 2020	MN-2020-117 Margin Requirement Change - SPRE
Jul 28 2020	REG-2020-116 Amendments to Settlement Procedure
Jul 24 2020	REG-2020-115 Self-Match Prevention Functionality
Jun 30 2020	REG-2020-113 SMFE 2020-010 - Amendment to Small Exchange's Definition of "Board"
Jun 30 2020	REG-2020-114 Amendment to Small Exchange Rule 524 - CTI Codes
Jun 29 2020	REG-2020-111 Amendment to Clearing Member Requirements for the Small Exchange
Jun 29 2020	REG-2020-112 Amendment to Small Exchange Rules 30003.D., 31003.D., and 32003.D.
Jun 25 2020	REG-2020-110 Amendment to Small Exchange Rules 30003.E., 31003.E., and 32003.E.
Jun 17 2020	MN-2020-109 Holiday Schedule - Independence Day
Jun 12 2020	MN-2020-108 Margin Requirement Change - SM75
Jun 05 2020	REG-2020-107 Self-Certification of Exchange Rule 1012
May 18 2020	MN-2020-106 Trade Cancellation
May 15 2020	REG-2020-102 Amendment to Small Exchange’s Fee Schedule
May 11 2020	REG-2020-103 Product Certification for Small Stocks 75 Index Futures Contract
May 11 2020	REG-2020-104 Product Certification for Small Precious Metals Index Futures Contract
May 11 2020	REG-2020-105 Product Certification for Small Dollar Index Futures Contract
Apr 27 2020	REG-2020-101 Amendment to Small Exchange Rule 904

Exchange Updates

2024

There are no Exchange Updates posted at this time.

2023

There are no Exchange Updates posted at this time.

2022

There are no Exchange Updates posted at this time.

2021

There are no Exchange Updates posted at this time.

2020

Date	Description
Dec 02 2020	MN-2020-126 Small Exchange S10Y Contract Fee Waiver
Aug 24 2020	MN-2020-122 Small Exchange STIX Contract Fee Waiver

Rule Filings

2024

Date	Description
Nov 21 2024	SMFE-2024-010 Initial Product Listing - Small S5C Equity Index Futures Contract
Nov 21 2024	SMFE-2024-011 Delisting of all Small 10-Year US Treasury Yield Index Futures Contracts
Nov 08 2024	SMFE 2024-009 Amendments to Fee Schedule
Oct 31 2024	SMFE 2024-008 Self-Certification
Oct 31 2024	SMFE 2024-007 Weekly Rule Filing - Withdrawn 2024-11-13
Aug 16 2024	SMFE 2024-006 Weekly Rule Filing
Aug 16 2024	SMFE 2024-005 Market Maker Incentive Program - Withdrawn 2024-09-09
Jul 19 2024	SMFE 2024-004 Weekly Rule Filing
Jun 14 2024	SMFE 2024-003 Market Maker Incentive Program
Apr 16 2024	SMFE 2024-002 Market Maker Incentive Program
Mar 13 2024	SMFE 2024-001 Market Maker Incentive Program

2023

Date	Description
Dec 12 2023	SMFE 2023-004 - Market Maker Incentive Program
Jun 16 2023	SMFE 2023-003 - Weekly Notification of Rule Amendments – Removal of d/b/a for Small Exchange, Inc. (SMFE)
Jun 06 2023	SMFE 2023-002 Market Maker Incentive Program
Mar 10 2023	SMFE 2023-001 Weekly Rule Filing

2022

Date	Description
Dec 19 2022	SMFE 2022-027 Small Exchange Market Maker Incentive Program
Dec 07 2022	SMFE 2022-026 Amendments to Fee Schedule
Oct 24 2022	SMFE 2022-025 Amendments to Exchange Rule 205
Oct 21 2022	SMFE 2022-024 - Weekly Notification of Rule Amendments
Sep 28 2022	SMFE 2022-023: Self-Certification Pursuant to CFTC Regulation 40.6 - Regarding Small Exchange, Inc.’s Market Maker Incentive Program; and Modification of d/b/a for Small Exchange, Inc. (SMFE)
Sep 16 2022	SMFE 2022-022 - Weekly Notification of Rule Amendments
Sep 02 2022	SMFE 2022-021 Weekly Notification of Rule Amendments – Update to d/b/a for Small Exchange, Inc.
Aug 31 2022	SMFE 2022-020 Amendments to Exchange Rule 1012
Aug 19 2022	SMFE 2022-019 Amendments to the Daily Settlement Procedure
Jul 27 2022	SMFE 2022-018 Amendments to the Daily Settlement Procedure
Jul 19 2022	SMFE 2022-016 Small Exchange Market Maker Incentive Program
Jul 19 2022	SMFE 2022-017 Small Exchange Options Market Maker Incentive Program
Jul 15 2022	SMFE 2022-015 Weekly Notification of Rule Amendments
Jun 24 2022	SMFE 2022-014 Weekly Notification - Index Rebalance
Jun 23 2022	SMFE 2022-013 Product Certification for Small Equities 400 Index Futures Contract
Jun 16 2022	SMFE 2022-012 Small Exchange Market Maker Incentive Program
Jun 13 2022	SMFE 2022-011 Small Exchange Options Market Maker Incentive Program
Jun 03 2022	SMFE 2022-010 Amendments to the Methodology for the Small Exchange US Dollar Index
May 20 2022	SMFE 2022-009 Weekly Notification of Rule Amendments
May 10 2022	SMFE 2022-008 Amendment to Small Exchange Fee Schedule
Apr 18 2022	SMFE 2022-007 Amendment to Rules 34003.D. and 36003.D Daily Price Limits
Apr 14 2022	SMFE 2022-006 Amendment to Rules 34003.D.3, 35003.D.3, 36003.D.3, and 37003.D.3
Mar 17 2022	SMFE 2022-005 Product Certification for Small US Dollar Options Contracts
Mar 01 2022	SMFE 2022-003 Small Exchange Introducing Broker Incentive Program
Mar 01 2022	SMFE 2022-004 Small Exchange International Incentive Program
Feb 14 2022	SMFE-2022-002 Amendment to Product Certification for Small Precious Metals Index Options Contracts
Jan 06 2022	SMFE 2022-001 Product Certification for Small Precious Metals Index Options Contracts

2021

Date	Description
Dec 15 2021	SMFE 2021-027 Small Exchange Market Maker Incentive Program
Dec 13 2021	SMFE 2021-025 Amendment to the Small Exchange International Incentive Program
Dec 13 2021	SMFE 2021-026 Amendment to the Small Exchange Introducing Broker Incentive Program
Dec 10 2021	SMFE 2021-024 Amendment to Small Exchange Fee Schedule
Dec 06 2021	SMFE 2021-023 Amendments to the Error Trade Policy
Nov 19 2021	SMFE 2021-022 Amendments to Position Limits and Position Accountability Levels
Nov 15 2021	SMFE 2021-021 Amendment to Small Exchange Rule 904
Oct 26 2021	SMFE 2021-020 Amendments to Exchange Product Rules, Chapters 34, 35 and 36
Oct 05 2021	SMFE 2021-019 Additions to Definitions for Options
Sep 30 2021	SMFE 2021-018 Product Certification for Small Cryptocurrency Equity Index Futures Contract
Sep 17 2021	SMFE 2021-017 Weekly Notification of Rule Amendments
Sep 03 2021	SMFE 2021-016 Weekly Notification of Rule Amendments
Aug 18 2021	SMFE 2021-015 Small Exchange Market Maker Incentive Program
Aug 16 2021	SMFE 2021-014 Amendments to Exchange Rule 612
Aug 06 2021	SMFE 2021-013 Weekly Notification of Rule Amendments
Aug 02 2021	SMFE 2021-012 Amendment to the Small Exchange Introducing Broker Incentive Program
Jul 16 2021	SMFE 2021-010 Weekly Notification of Rule Amendments
Jul 16 2021	SMFE 2021-011 Small Exchange International Incentive Program
Jul 02 2021	SMFE 2021-009 Weekly Notification of Rule Amendments
Jun 17 2021	SMFE 2021-008 Product Certification for Small Cannabis Equity Index Futures Contract
Jun 16 2021	SMFE 2021-007 Amendment to Small Exchange Fee Schedule
May 13 2021	SMFE 2021-005 Amendment to the Small Exchange Market Maker Incentive Program
May 13 2021	SMFE 2021-006 Product Certification for Small US Crude Oil Futures Contract
Apr 29 2021	SMFE 2021-004 Small Exchange Introducing Broker Incentive Program
Feb 18 2021	SMFE 2021-002 Product Certification for Small 30YR US Treasury Yield Futures Contract
Feb 18 2021	SMFE 2021-003 Product Certification for Small 2YR US Treasury Yield Futures Contract
Feb 11 2021	SMFE 2021-001 Small Exchange Market Maker Incentive Program

2020

Date	Description
Dec 04 2020	SMFE 2020-015 Product Certification for Small 10YR US Treasury Yield Futures Contract
Aug 20 2020	SMFE 2020-014 Product Certification for Small Technology 60 Index Futures Contract
Aug 06 2020	SMFE 2020-013 Updates to Various Rules
Jul 28 2020	SMFE 2020-012 Amendments to Settlement Procedure
Jun 30 2020	SMFE 2020-010 Amendment to Small Exchange's Definition of "Board"
Jun 30 2020	SMFE 2020-011 Amendment to Small Exchange Rule 524 - CTI Codes
Jun 29 2020	SMFE 2020-009 Amendment to Small Exchange Rules 30003.D., 31003.D., and 32003.D.
Jun 26 2020	SMFE 2020-008 Amendment to Clearing Member Requirements for the Small Exchange
Jun 25 2020	SMFE 2020-007 Amendment to Small Exchange Rules 30003.E., 31003.E., and 32003.E.
Jun 05 2020	SMFE 2020-006 Self-Certification of Exchange Rule 1012
May 08 2020	SMFE 2020-003 Product Certification for Small Stocks 75 Index Futures Contract
May 08 2020	SMFE 2020-004 Product Certification for Small Precious Metals Index Futures Contract
May 08 2020	SMFE 2020-005 Product Certification for Small Dollar Index Futures Contract
May 01 2020	SMFE 2020-002 Amendment to the Exchange's Fee Schedule
Apr 27 2020	SMFE 2020-001 Amendment to Exchange Rule 904